Meeting/Event Information

 Directions

March 15, 2018

Plan Management Through the Eyes of a Former DOL Investigator
March 15, 2018
8:00 AM - 11:00 AM
DoubleTree by Hilton
6161 West Centinela Ave
Culver City, CA 90230
Join us Thursday, March 15, 2018 to learn the truth about the new realities of private litigation on 401(k) plans and steps you can take to protect your company and participants.

$35.00 Member Registration

$50.00 Non-Member Registration

Do you think that your 401(k) service provider is mitigating your risk of compliance? No one brings litigation against a company for ERISA violations, right? Isn’t the government only concerned with wage & hour violations?

Join us Thursday, March 15, 2018 to learn the truth about the new realities of private litigation on 401(k) plans and steps you can take to protect your company and participants.

Topics for discussion:

  •         ERISA Compliance
  •         Fiduciary Duties
  •         408(b)(2)
  •         Delinquent Contributions & Loan Payments
  •         Top 3 ERISA Violations
  •         Plan Monitoring Standards
  •         Protecting Your Plan
  •         Common Outsourced Fiduciaries

David Donaldson serves as the President and CEO of ERISA SMART. Previously he was a Senior Investigator for the U.S. Department of Labor’s Employee Benefit Security Administration where his responsibilities included conducting, and coordinating investigations of major inter-jurisdictional or national employee benefit plans, service providers, Investment Advisors, Investment Managers and trust departments. In addition, David was responsible for developing and presenting training for other investigators on investigating investments, investment advisors and conflicts of interest.  Prior to his work at the DOL David, worked for some of Wall Street’s largest firms managing retirement plans, providing fiduciary guidance, and investment management services. David’s experiences and 18 years of working with retirement plans gives him a unique expertise unmatched in the industry.

Future Meetings

September 15, 2018

2018 Fall Bootcamp

September 15, 2018
9:00 AM - 5:00 PM

Smart & Final
600 Citadel Drive
Commerce, CA 90040

This one day review and practice calculation class is for those who have studied and are prepared to take the spring 2018 FPC/CPP Exam.